Visualization of Investment Complaint Issue and Product Linkages (2013)
(Top 10 Issues)
Hover over an issue or product to focus on it.
- Issues
- Suitability of Margin or Leverage
- Fee Disclosure
- Investment Suitability
- Fraud
- Instructions Not Followed
- Unauthorized Transaction and/or Churning
- Transaction Error
- Service
- Outside Business Activity, Off-Book Transaction
- Poor Product Disclosure
- Products
- Mutual Funds
- Insurance Investment Products
- Exchange–Traded Funds (ETF)
- Split Shares–Capital Class
- Common Shares
- Income Trusts
- Derivatives
- Preferred Shares
- Bonds, Debentures
- Labour-Sponsored Funds
- Scholarship Trust Plans
- Limited Partnerships
- Principal-Protected Notes (PPNs)
- Guaranteed Investment Certificates (GICs)
- Asset-Backed Securities