Visualization of Top 10 Investment Complaint Issue and Product Linkages (2014)
Top 10 Issues
Hover over an issue or product to focus on it.
- Issues
- Suitability of Investment or Advice
- Margin or Leverage
- Fee Disclosure
- Poor Product Disclosure
- Instructions Not Followed
- Service
- Unauthorized Transaction and/or Churning
- Transaction Error
- Fraud
- Outside Business Activities, Off-Book Transaction
- Products
- Mutual Funds
- Common Shares
- Scholarship Plans
- Bonds, Debentures
- Limited Partnerships
- Preferred Shares
- Exchange-Traded Funds (ETFs)
- Income Trusts
- Derivatives
- Hedge Funds
- GICs
- Principal-Protected Notes (PPNs)
- Labour-Sponsored Funds
- Private Equity
- Structured Products
The thicker the line, the greater the number of complaints.
